LPL Financial Company Insiders

LPLA Stock  USD 326.91  3.64  1.13%   
LPL Financial's insiders are aggressively selling. The analysis of insider sentiment suggests that vertually all LPL Financial Holdings insiders are, at present, panicking. LPL Financial employs about 8.8 K people. The company is managed by 18 executives with a total tenure of roughly 21 years, averaging almost 1.0 years of service per executive, having 488.17 employees per reported executive.
Richard Steinmeier  President
Managing Director, Divisional President Business Development

LPL Financial's Insider Buying Vs Selling

0

 
Selling
 
Buying

Latest Trades

2024-07-18John JamesDisposed @ 218.92
2024-06-14Dan H ArnoldDisposed 5677 @ 277.31View
2024-02-26Matthew J AudetteDisposed 5574 @ 266.52View
2024-02-23Dan H ArnoldDisposed 7089 @ 265.66View
2024-02-20Matthew EnyediDisposed 1381 @ 256.94View
Monitoring LPL Financial's insider sentiment can offer insights into its future performance, as insiders often have access to more information about their company's operations, financial health, and upcoming initiatives than the general public. However, it's essential to note that insider trading is regulated by securities laws, and insiders are required to disclose their trades publicly to ensure transparency and prevent unfair advantages based on non-public information.
  
Check out Correlation Analysis to better understand how to build diversified portfolios, which includes a position in LPL Financial Holdings. Also, note that the market value of any company could be closely tied with the direction of predictive economic indicators such as signals in bureau of economic analysis.

LPL Financial's Workforce Through the Years

Please note that employee historical analysis has become an increasingly important factor for investors assessing the risk associated with LPL Financial's future performance. Based on our forecasts, it is anticipated that LPL will maintain a workforce of about 8790 employees by January 2025.
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid

LPL Financial's latest congressional trading

Congressional trading in companies like LPL Financial Holdings, is subject to rigorous scrutiny to prevent conflicts of interest and insider trading. This is governed by multiple SEC regulations which were established to foster transparency and deter members of Congress from leveraging non-public information for personal gain. This oversight helps maintain public trust and ensures that investments in LPL Financial by those in governmental positions are based on the same information available to the general public.
2024-09-02Representative John JamesAcquired Under $15KVerify
2023-05-12Representative Susie LeeAcquired $15K to $50KVerify

LPL Financial Management Team Effectiveness

The company has return on total asset (ROA) of 0.0995 % which means that it generated a profit of $0.0995 on every $100 spent on assets. This is way below average. Similarly, it shows a return on stockholder's equity (ROE) of 0.4136 %, meaning that it created $0.4136 on every $100 dollars invested by stockholders. LPL Financial's management efficiency ratios could be used to measure how well LPL Financial manages its routine affairs as well as how well it operates its assets and liabilities. The current year's Return On Tangible Assets is expected to grow to 0.14. The current year's Return On Capital Employed is expected to grow to 0.25. At present, LPL Financial's Non Currrent Assets Other are projected to increase significantly based on the last few years of reporting. The current year's Other Assets is expected to grow to about 5.1 B, whereas Total Assets are forecasted to decline to about 5.7 B.
The current year's Net Income Applicable To Common Shares is expected to grow to about 1 B, whereas Common Stock Shares Outstanding is forecasted to decline to about 75.5 M.

LPL Financial Workforce Comparison

LPL Financial Holdings is currently regarded as number one stock in number of employees category among its peers. The total workforce of Financials industry is now estimated at about 12,903. LPL Financial totals roughly 8,787 in number of employees claiming about 68% of equities under Financials industry.

LPL Financial Profit Margins

The company has Profit Margin (PM) of 0.09 %, which maeans that even a very small decline in it revenue will erase profits resulting in a net loss. This is way below average. Similarly, it shows Operating Margin (OM) of 0.14 %, which suggests for every 100 dollars of sales, it generated a net operating income of $0.14.
Current ValueLast YearChange From Last Year 10 Year Trend
Gross Profit Margin0.290.3035
Sufficiently Down
Slightly volatile
Net Profit Margin0.080.1061
Way Down
Slightly volatile
Pretax Profit Margin0.120.1437
Fairly Down
Slightly volatile
Return On Assets0.110.1027
Notably Up
Slightly volatile
Return On Equity0.540.5129
Notably Up
Slightly volatile

LPL Financial Insider Trading History

Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific LPL Financial insiders, such as employees or executives, is commonly permitted as long as it does not rely on LPL Financial's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, LPL Financial insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
 
Credit Downgrade
 
Yuan Drop
 
Covid
Buy/Sell Ratio# Purchases Trades# Sales TradesTotal Shares PurchasedTotal Shares Sold
2024-06-01
10.0
20
2
 7,872 
 3,759 
2024-03-01
0.5319
25
47
 181,288 
 218,171 
2023-12-01
0.9375
15
16
 13,581 
 36,278 
2023-09-01
1.5833
19
12
 8,205 
 26,886 
2023-06-01
7.75
31
4
 12,297 
 6,301 
2023-03-01
0.8537
35
41
 199,301 
 244,946 
2022-12-01
1.0909
12
11
 49,127 
 92,893 
2022-09-01
0.5294
9
17
 48,536 
 112,688 
2022-06-01
2.1538
28
13
 76,030 
 93,116 
2022-03-01
0.7333
33
45
 232,927 
 335,062 
2021-12-01
1.0476
22
21
 62,381 
 127,986 
2021-09-01
1.1875
19
16
 27,821 
 99,742 
2021-06-01
1.1176
38
34
 159,184 
 289,284 
2021-03-01
0.6885
42
61
 236,825 
 231,066 
2020-12-01
0.9444
17
18
 23,151 
 70,926 
2020-09-01
1.0357
29
28
 138,857 
 267,846 
2020-06-01
2.6667
32
12
 90,744 
 156,840 
2020-03-01
0.6818
30
44
 322,606 
 384,313 
2019-12-01
1.2308
16
13
 90,201 
 205,745 
2019-09-01
0.95
19
20
 114,302 
 240,440 
2019-06-01
3.375
27
8
 29,368 
 18,160 
2019-03-01
0.8864
39
44
 393,790 
 487,323 
2018-12-01
1.1667
14
12
 75,655 
 146,679 
2018-09-01
1.7778
16
9
 49,614 
 37,743 
2018-06-01
4.0
24
6
 24,704 
 15,876 
2018-03-01
0.8125
39
48
 298,209 
 1,559,142 
2017-12-01
2.0
10
5
 3,942 
 10,967 
2017-09-01
3.25
13
4
 40,408 
 19,833 
2017-06-01
3.5
21
6
 71,683 
 65,612 
2017-03-01
0.7719
44
57
 1,131,754 
 2,503,926 
2016-12-01
3.8333
23
6
 69,662 
 21,734 
2016-06-01
2.0
4
2
 48,791 
 230.00 
2016-03-01
1.5357
43
28
 1,317,089 
 8,981 
2015-12-01
1.0
7
7
 65,984 
 4,386,096 
2015-09-01
0.5
2
4
 27,434 
 19,728 
2015-06-01
2.875
23
8
 93,701 
 34,419 
2015-03-01
0.8605
37
43
 712,470 
 167,061 
2014-12-01
1.0
2
2
 2,618 
 4,110 
2014-09-01
0.2727
3
11
 43,593 
 343,264 
2014-06-01
0.4375
7
16
 11,942 
 223,032 
2014-03-01
1.875
45
24
 884,674 
 8,490,811 
2013-12-01
0.45
9
20
 15,100 
 1,106,876 
2013-09-01
0.6923
9
13
 342,425 
 19,022,074 
2013-06-01
0.2778
5
18
 162,321 
 13,412,058 
2013-03-01
3.0833
37
12
 774,384 
 191,744 
2012-12-01
1.0909
12
11
 154,779 
 9,535,231 
2012-09-01
1.0
1
1
 20,000 
 142,662 
2012-06-01
0.2857
10
35
 722,284 
 16,033,977 
2012-03-01
0.359
14
39
 1,331,445 
 1,765,599 
2011-12-01
0.3571
5
14
 8,335 
 108,750 
2010-12-01
0.9091
20
22
 8,015,166 
 12,446,778 

LPL Financial Notable Stakeholders

A LPL Financial stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as LPL Financial often face trade-offs trying to please all of them. LPL Financial's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting LPL Financial's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
Chris KoegelSenior Vice President Investor RelationsProfile
Richard SteinmeierManaging Director, Divisional President Business DevelopmentProfile
Matthew BSCFO OperationsProfile
Michelle OroschakoffChief Risk Officer and Managing DirectorProfile
Marc CFAChief OfficerProfile
Althea BrownMD OfficerProfile
Judith RickettsExecutive OperationsProfile
Dayton SemerjianMD OfficerProfile
Corey StatenExecutive ServiceProfile
Aneri CFPManaging GroupProfile
Brent SimonichChief VPProfile
MA BAMD OfficerProfile
Greg GatesMD OfficerProfile
Arnold BSCEO PresProfile
Sara DadyarMD OfficerProfile
Kabir SethiMD OfficerProfile
Robert KrivitSenior TradingProfile
Matthew EnyediManaging SuccessProfile

About LPL Financial Management Performance

The success or failure of an entity such as LPL Financial Holdings often depends on how effective the management is. LPL Financial management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of LPL management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the LPL management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Last ReportedProjected for Next Year
Return On Tangible Assets 0.14  0.14 
Return On Capital Employed 0.24  0.25 
Return On Assets 0.10  0.11 
Return On Equity 0.51  0.54 
Please note, the presentation of LPL Financial's financial position, as portrayed in its financial statements, is often influenced by management's estimates, judgments, and sometimes even manipulations. In the best case, LPL Financial's management is honest, while the outside auditors are strict and uncompromising. Please utilize our Beneish M Score to check the likelihood of LPL Financial's management manipulating its earnings.

LPL Financial Workforce Analysis

Traditionally, organizations such as LPL Financial use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare LPL Financial within its industry.

LPL Financial Manpower Efficiency

Return on LPL Financial Manpower

Revenue Per Employee1.1M
Revenue Per Executive558.5M
Net Income Per Employee121.3K
Net Income Per Executive59.2M
Working Capital Per Employee264.9K
Working Capital Per Executive129.3M

Complementary Tools for LPL Stock analysis

When running LPL Financial's price analysis, check to measure LPL Financial's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy LPL Financial is operating at the current time. Most of LPL Financial's value examination focuses on studying past and present price action to predict the probability of LPL Financial's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move LPL Financial's price. Additionally, you may evaluate how the addition of LPL Financial to your portfolios can decrease your overall portfolio volatility.
Portfolio Dashboard
Portfolio dashboard that provides centralized access to all your investments
Fundamentals Comparison
Compare fundamentals across multiple equities to find investing opportunities
Watchlist Optimization
Optimize watchlists to build efficient portfolios or rebalance existing positions based on the mean-variance optimization algorithm
Share Portfolio
Track or share privately all of your investments from the convenience of any device
Portfolio Volatility
Check portfolio volatility and analyze historical return density to properly model market risk
Sync Your Broker
Sync your existing holdings, watchlists, positions or portfolios from thousands of online brokerage services, banks, investment account aggregators and robo-advisors.
Global Correlations
Find global opportunities by holding instruments from different markets
Equity Valuation
Check real value of public entities based on technical and fundamental data
USA ETFs
Find actively traded Exchange Traded Funds (ETF) in USA