LPL Financial Company Insiders
LPLA Stock | USD 326.91 3.64 1.13% |
LPL Financial's insiders are aggressively selling. The analysis of insider sentiment suggests that vertually all LPL Financial Holdings insiders are, at present, panicking. LPL Financial employs about 8.8 K people. The company is managed by 18 executives with a total tenure of roughly 21 years, averaging almost 1.0 years of service per executive, having 488.17 employees per reported executive.
Richard Steinmeier President Managing Director, Divisional President Business Development |
LPL Financial's Insider Buying Vs Selling
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Selling | Buying |
Latest Trades
2024-07-18 | John James | Disposed @ 218.92 | |||
2024-06-14 | Dan H Arnold | Disposed 5677 @ 277.31 | View | ||
2024-02-26 | Matthew J Audette | Disposed 5574 @ 266.52 | View | ||
2024-02-23 | Dan H Arnold | Disposed 7089 @ 265.66 | View | ||
2024-02-20 | Matthew Enyedi | Disposed 1381 @ 256.94 | View |
Monitoring LPL Financial's insider sentiment can offer insights into its future performance, as insiders often have access to more information about their company's operations, financial health, and upcoming initiatives than the general public. However, it's essential to note that insider trading is regulated by securities laws, and insiders are required to disclose their trades publicly to ensure transparency and prevent unfair advantages based on non-public information.
LPL |
LPL Financial's Workforce Through the Years
Please note that employee historical analysis has become an increasingly important factor for investors assessing the risk associated with LPL Financial's future performance. Based on our forecasts, it is anticipated that LPL will maintain a workforce of about 8790 employees by January 2025.LPL Financial's latest congressional trading
Congressional trading in companies like LPL Financial Holdings, is subject to rigorous scrutiny to prevent conflicts of interest and insider trading. This is governed by multiple SEC regulations which were established to foster transparency and deter members of Congress from leveraging non-public information for personal gain. This oversight helps maintain public trust and ensures that investments in LPL Financial by those in governmental positions are based on the same information available to the general public.
2024-09-02 | Representative John James | Acquired Under $15K | Verify | ||
2023-05-12 | Representative Susie Lee | Acquired $15K to $50K | Verify |
LPL Financial Management Team Effectiveness
The company has return on total asset (ROA) of 0.0995 % which means that it generated a profit of $0.0995 on every $100 spent on assets. This is way below average. Similarly, it shows a return on stockholder's equity (ROE) of 0.4136 %, meaning that it created $0.4136 on every $100 dollars invested by stockholders. LPL Financial's management efficiency ratios could be used to measure how well LPL Financial manages its routine affairs as well as how well it operates its assets and liabilities. The current year's Return On Tangible Assets is expected to grow to 0.14. The current year's Return On Capital Employed is expected to grow to 0.25. At present, LPL Financial's Non Currrent Assets Other are projected to increase significantly based on the last few years of reporting. The current year's Other Assets is expected to grow to about 5.1 B, whereas Total Assets are forecasted to decline to about 5.7 B.The current year's Net Income Applicable To Common Shares is expected to grow to about 1 B, whereas Common Stock Shares Outstanding is forecasted to decline to about 75.5 M.
LPL Financial Workforce Comparison
LPL Financial Holdings is currently regarded as number one stock in number of employees category among its peers. The total workforce of Financials industry is now estimated at about 12,903. LPL Financial totals roughly 8,787 in number of employees claiming about 68% of equities under Financials industry.
LPL Financial Profit Margins
The company has Profit Margin (PM) of 0.09 %, which maeans that even a very small decline in it revenue will erase profits resulting in a net loss. This is way below average. Similarly, it shows Operating Margin (OM) of 0.14 %, which suggests for every 100 dollars of sales, it generated a net operating income of $0.14.Current Value | Last Year | Change From Last Year | 10 Year Trend | ||||||
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Gross Profit Margin | 0.29 | 0.3035 |
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Net Profit Margin | 0.08 | 0.1061 |
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Pretax Profit Margin | 0.12 | 0.1437 |
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Return On Assets | 0.11 | 0.1027 |
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Return On Equity | 0.54 | 0.5129 |
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LPL Financial Insider Trading History
Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific LPL Financial insiders, such as employees or executives, is commonly permitted as long as it does not rely on LPL Financial's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, LPL Financial insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
Buy/Sell Ratio | # Purchases Trades | # Sales Trades | Total Shares Purchased | Total Shares Sold | |
---|---|---|---|---|---|
2024-06-01 | 10.0 | 20 | 2 | 7,872 | 3,759 |
2024-03-01 | 0.5319 | 25 | 47 | 181,288 | 218,171 |
2023-12-01 | 0.9375 | 15 | 16 | 13,581 | 36,278 |
2023-09-01 | 1.5833 | 19 | 12 | 8,205 | 26,886 |
2023-06-01 | 7.75 | 31 | 4 | 12,297 | 6,301 |
2023-03-01 | 0.8537 | 35 | 41 | 199,301 | 244,946 |
2022-12-01 | 1.0909 | 12 | 11 | 49,127 | 92,893 |
2022-09-01 | 0.5294 | 9 | 17 | 48,536 | 112,688 |
2022-06-01 | 2.1538 | 28 | 13 | 76,030 | 93,116 |
2022-03-01 | 0.7333 | 33 | 45 | 232,927 | 335,062 |
2021-12-01 | 1.0476 | 22 | 21 | 62,381 | 127,986 |
2021-09-01 | 1.1875 | 19 | 16 | 27,821 | 99,742 |
2021-06-01 | 1.1176 | 38 | 34 | 159,184 | 289,284 |
2021-03-01 | 0.6885 | 42 | 61 | 236,825 | 231,066 |
2020-12-01 | 0.9444 | 17 | 18 | 23,151 | 70,926 |
2020-09-01 | 1.0357 | 29 | 28 | 138,857 | 267,846 |
2020-06-01 | 2.6667 | 32 | 12 | 90,744 | 156,840 |
2020-03-01 | 0.6818 | 30 | 44 | 322,606 | 384,313 |
2019-12-01 | 1.2308 | 16 | 13 | 90,201 | 205,745 |
2019-09-01 | 0.95 | 19 | 20 | 114,302 | 240,440 |
2019-06-01 | 3.375 | 27 | 8 | 29,368 | 18,160 |
2019-03-01 | 0.8864 | 39 | 44 | 393,790 | 487,323 |
2018-12-01 | 1.1667 | 14 | 12 | 75,655 | 146,679 |
2018-09-01 | 1.7778 | 16 | 9 | 49,614 | 37,743 |
2018-06-01 | 4.0 | 24 | 6 | 24,704 | 15,876 |
2018-03-01 | 0.8125 | 39 | 48 | 298,209 | 1,559,142 |
2017-12-01 | 2.0 | 10 | 5 | 3,942 | 10,967 |
2017-09-01 | 3.25 | 13 | 4 | 40,408 | 19,833 |
2017-06-01 | 3.5 | 21 | 6 | 71,683 | 65,612 |
2017-03-01 | 0.7719 | 44 | 57 | 1,131,754 | 2,503,926 |
2016-12-01 | 3.8333 | 23 | 6 | 69,662 | 21,734 |
2016-06-01 | 2.0 | 4 | 2 | 48,791 | 230.00 |
2016-03-01 | 1.5357 | 43 | 28 | 1,317,089 | 8,981 |
2015-12-01 | 1.0 | 7 | 7 | 65,984 | 4,386,096 |
2015-09-01 | 0.5 | 2 | 4 | 27,434 | 19,728 |
2015-06-01 | 2.875 | 23 | 8 | 93,701 | 34,419 |
2015-03-01 | 0.8605 | 37 | 43 | 712,470 | 167,061 |
2014-12-01 | 1.0 | 2 | 2 | 2,618 | 4,110 |
2014-09-01 | 0.2727 | 3 | 11 | 43,593 | 343,264 |
2014-06-01 | 0.4375 | 7 | 16 | 11,942 | 223,032 |
2014-03-01 | 1.875 | 45 | 24 | 884,674 | 8,490,811 |
2013-12-01 | 0.45 | 9 | 20 | 15,100 | 1,106,876 |
2013-09-01 | 0.6923 | 9 | 13 | 342,425 | 19,022,074 |
2013-06-01 | 0.2778 | 5 | 18 | 162,321 | 13,412,058 |
2013-03-01 | 3.0833 | 37 | 12 | 774,384 | 191,744 |
2012-12-01 | 1.0909 | 12 | 11 | 154,779 | 9,535,231 |
2012-09-01 | 1.0 | 1 | 1 | 20,000 | 142,662 |
2012-06-01 | 0.2857 | 10 | 35 | 722,284 | 16,033,977 |
2012-03-01 | 0.359 | 14 | 39 | 1,331,445 | 1,765,599 |
2011-12-01 | 0.3571 | 5 | 14 | 8,335 | 108,750 |
2010-12-01 | 0.9091 | 20 | 22 | 8,015,166 | 12,446,778 |
LPL Financial Notable Stakeholders
A LPL Financial stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as LPL Financial often face trade-offs trying to please all of them. LPL Financial's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting LPL Financial's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
Chris Koegel | Senior Vice President Investor Relations | Profile | |
Richard Steinmeier | Managing Director, Divisional President Business Development | Profile | |
Matthew BS | CFO Operations | Profile | |
Michelle Oroschakoff | Chief Risk Officer and Managing Director | Profile | |
Marc CFA | Chief Officer | Profile | |
Althea Brown | MD Officer | Profile | |
Judith Ricketts | Executive Operations | Profile | |
Dayton Semerjian | MD Officer | Profile | |
Corey Staten | Executive Service | Profile | |
Aneri CFP | Managing Group | Profile | |
Brent Simonich | Chief VP | Profile | |
MA BA | MD Officer | Profile | |
Greg Gates | MD Officer | Profile | |
Arnold BS | CEO Pres | Profile | |
Sara Dadyar | MD Officer | Profile | |
Kabir Sethi | MD Officer | Profile | |
Robert Krivit | Senior Trading | Profile | |
Matthew Enyedi | Managing Success | Profile |
About LPL Financial Management Performance
The success or failure of an entity such as LPL Financial Holdings often depends on how effective the management is. LPL Financial management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of LPL management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the LPL management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Last Reported | Projected for Next Year | ||
Return On Tangible Assets | 0.14 | 0.14 | |
Return On Capital Employed | 0.24 | 0.25 | |
Return On Assets | 0.10 | 0.11 | |
Return On Equity | 0.51 | 0.54 |
Please note, the presentation of LPL Financial's financial position, as portrayed in its financial statements, is often influenced by management's estimates, judgments, and sometimes even manipulations. In the best case, LPL Financial's management is honest, while the outside auditors are strict and uncompromising. Please utilize our Beneish M Score to check the likelihood of LPL Financial's management manipulating its earnings.
LPL Financial Workforce Analysis
Traditionally, organizations such as LPL Financial use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare LPL Financial within its industry.LPL Financial Manpower Efficiency
Return on LPL Financial Manpower
Revenue Per Employee | 1.1M | |
Revenue Per Executive | 558.5M | |
Net Income Per Employee | 121.3K | |
Net Income Per Executive | 59.2M | |
Working Capital Per Employee | 264.9K | |
Working Capital Per Executive | 129.3M |
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When running LPL Financial's price analysis, check to measure LPL Financial's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy LPL Financial is operating at the current time. Most of LPL Financial's value examination focuses on studying past and present price action to predict the probability of LPL Financial's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move LPL Financial's price. Additionally, you may evaluate how the addition of LPL Financial to your portfolios can decrease your overall portfolio volatility.
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